Q3 – October TO December 2021
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WHO IS SUBJECT TO THE REGIMES ADMINISTERED BY THE OFFICE?

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Members of the House of Commons
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Reporting public office holders (full-time)
| Public office holders without reporting obligations (part-time)
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| (78 ministers and parliamentary secretaries,
531 Governor-in-Council appointees, 690 ministerial staff)
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Compared to the previous quarter, the number of regulatees changed by 11%
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HOW DOES THE OFFICE HELP MEMBERS OF THE HOUSE OF COMMONS AND PUBLIC OFFICE HOLDERS PREVENT AND AVOID CONFLICTS BETWEEN THEIR PUBLIC DUTIES AND PRIVATE INTERESTS?
By contacting them as soon as they are elected or appointed
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338
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136 communications |
By ensuring the complete the initial compliance process
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71
| 120 processes
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By giving them advice
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167 instances
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809 instances
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By following up with them annually
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0 reminders/reviews
| 393 reminders/reviews
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By posting declarable information in the public registry
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83 postings
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148 postings
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By reminding them of their post-employment obligations
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N/A
| 178 communications
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First contact with new public office holders and Members was established within 3 business days in 98% of cases
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General obligations: 49%
| Material changes: 38%
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Gifts and other benefits: 24% | General obligations: 28%
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Letters of support and fundraising: 17% | Post-employment obligations: 21%
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Material changes: 11%
| Outside activities: 10% |
| Gifts or other advantages: 4%
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Responded to standard requests within 3 business days in 97% of cases
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Disclosure summaries: 71
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Agreed compliance measures: 5 |
Gifts and other benefits:
5
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Assets: 29
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Material changes: 5 |
Gifts or other advantages: 9
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Sponsored travel: 2
| Liabilities: 4
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Private interests: 0
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Outside activities: 31
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| Recusals: 4
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Summary statements: 54
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| Travel: 0
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Compared to the previous quarter, the number of declarations has changed by 11%
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POST-EMPLOYMENT RULES (CONFLICT OF INTEREST ACT ONLY)
Public office holders are subject to post-employment rules after they leave public office.
PUBLIC OFFICE HOLDERS WHO LEFT THIS QUARTER: 178
Additional rules apply to former reporting public office holders for one or two years after they leave office (cooling-off period)
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| 361 former public office holders are still subject to additional rules |
Upon request, the Commissioner may grant an exemption, waiver or reduction regarding the duration of the cooling-off period | 
| 2 post-employment exemptions, waivers or reductions were granted |
IMPOSING APPROPRIATE SANCTIONS (CONFLICT OF INTEREST ACT ONLY)
Filing deadlines
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Notices of violation
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Administrative monetary penalties
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68%
Percentage of newly appointed reporting public office holders who met all filing deadlines
| When a reporting public office holder does not meet a reporting requirement, they are sent a Notice of Violation and given
30 days
to either pay the administrative monetary penalty or make written representations to the Commissioner
5 notices of violation sent to public office holders
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2 failures to report all relevant information as part of the Confidential Report
4 failures to report a material change
0 failures to sign a Summary Statement within 120 days of appointment
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All administrative monetary penalties are tweeted and can be found on our public registry
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CONDUCTING INVESTIGATIONS
How many case files were opened and closed this quarter?
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4 case files
| 0 reports published
| 10 case files closed
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Who is the subject of these case files? |
What was the source of these case files? |
2 ministers or parliamentary secretaries
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0 members of the general public
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1 Member of the House of Commons
| 1 member of the House of Commons
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1 public office holder
| 0 media
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0 persons not subject to the Act or the Code | 3 within the Office
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The Office's target is to conduct examinations and inquiries in 12 months
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EDUCATION AND OUTREACH ACTIVITIES
Responded to standard media requests within 4 hours in 100% of cases
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Responded to standard public requests within 10 days in 96% of cases
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